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To learn more about William Prescott's investment business, including our accounts, products and services, as well as our relationship with you, please review our William Prescott Private Client Form CRS and Guide to Investment Services and Brokerage Products.
William Prescott Private Clientand its affiliates (collectively “WPPC”) offer investment products, which may include managed accounts, advisory, and custody services as part of trust and fiduciary services. Other investment products and services, such as brokerage and advisory accounts, are offered through William Prescott Securities LLC (WPS), a member of FINRA and SIPC. Insurance products are made available through William Prescott Insurance Agency, Inc. Products are not available in all states. For other important disclosures, please visit William Prescott Global Regulatory Disclosures.
Investment and Insurance Products Are:
- Not FDIC-insured
- Not insured by any federal government agency
- Not a deposit or other obligation of, or guaranteed by, William Prescott Private Client or any of its affiliates
- Subject to investment risks, including possible loss of the principal amount invested
Bank deposit products, such as checking, savings and bank lending and related services are offered by William Prescott Private Client, N.A. Member FDIC. Not a commitment to lend. All extensions of credit are subject to credit approval.
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